THE DIFFERENCE
WE PROVIDE PROFESSIONAL FINANCIAL AND COMPLIANCE CONSULTING SOLUTIONS FOR SMALL TO MEDIUM SIZED BROKER DEALERS AND INVESTMENT ADVISORS.

OUR SOLUTIONS WILL EXCEED YOUR EXPECTATIONS, AND ALLOW YOU TO DEVOTE TIME TO WHAT REALLY MATTERS MOST, GROWING YOUR BUSINESS.  

WE ARE YOUR KEY PARTNER IN THE ROAD TO SUCCESS...

EXPERT FINOP AND ACCOUNTING SERVICES DESIGNED TO TRAIN, SUPPORT, AND SUPERVISE YOUR ORGANIZATION'S FINANCIAL NEEDS & REQUIREMENTS.

​FINOP & ACCOUNTING SPECIALISTS

SERVICES
WE PROVIDE ON-SITE PERSONALIZED ACCOUNTING, FINOP AND COMPLIANCE OUTSOURCED SOLUTIONS.   IN TODAY'S REGULATORY ENVIRONMENT, YOUR COMPANY SHOULDN'T RELY ON REMOTE SERVICES, AS THEY DON'T MEET THE DEMANDS.  

HAVING AN EXPERIENCED PROFESSIONAL CONSTANTLY MONITORING YOUR BUSINESS TO ENSURE COMPLIANCE WITH FINRA AND SEC RULES AND REGULATIONS IS A MUST HAVE IN TODAY'S COMPLEX REGULATORY ENVIRONMENT.  

​LET US MAKE IT SIMPLE AND EASY FOR YOU!​

WHO WE ARE
WE PROVIDE SERVICE OUR SERVICES TO BROKER-DEALERS AND INVESTMENT ADVISORS IN MIAMI-DADE, MOSTLY IN THE CORAL GABLES AND BRICKELL AREAS.

WE PERFORM OUR DUTIES AND RESPONSIBILITIES ON SITE AND WITH FREQUENT VISITS AS REQUIRED BY RULE 1022 AND AS DESCRIBED BY NOTICE TO MEMBERS 06-23.

​WE UNDERSTAND THAT FOR BEST PRACTICES AND SUPERVISION, A REMOTE FINOP JUST WON'T DO​